Maxim Group

3 SPAC IPOs underwritten · 3 as left lead · 1 active

IPOs Underwritten

Total trust raised

$393.0M

Left-lead

100% of mandates

Active mandates

0 closed · 2 liquidated

Maxim Group LLC is a New York-based full-service investment bank and broker-dealer that has participated in the SPAC market since 2006, establishing itself as a recurring underwriter across the blank-check sector. The firm has served as left-lead underwriter on all three of its SPAC IPOs, reflecting a consistent role as a primary capital-markets driver rather than a passive co-manager. Maxim Group's SPAC mandates have spanned growth-oriented sectors including technology and healthcare, targeting small- to mid-cap acquisition opportunities. The firm currently carries one active SPAC mandate still searching for a target. For complete deal history, pipeline data, and filing-level detail on Maxim Group's SPAC activity, create a free account at SpacDesk.

SPAC	Sponsor	IPO Size	Role	Status	IPO Date	Target
URX United Refining Energy Corp	—	$500.0M	Lead	Deal Announced	2007-12-12	Chaparral Energy, Inc
AFMI Affinity Media International Corp.	—	$17.4M	Lead	Liquidated	2006-06-06	Hotels at Home, Inc
TTSPJ TransTech Services Partners Inc.	—	$41.4M	Lead	Liquidated	—	—

Underwriter data extracted from S-1 and S-1/A prospectus cover sheets filed with the SEC. Role classification (left lead, co-manager) based on syndicate position order. Trust size reflects declared trust at IPO.